James Coudis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2020)
    • [FCA CF] Client dealing (since 21 Aug 2020)
    • [PRA CF] Key function holder (21 Aug 2020 to 22 Aug 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Jun 2014 to 2 May 2015)
  • Willson Grange Ltd (no longer approved here)

    FRN 503107

    • Employed By (16 Jun 2014 to 2 May 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (30 Dec 2013 to 1 Jun 2014)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (444)Employed By (30 Dec 2013 to 1 Jun 2014)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (21 Jun 2013 to 31 Mar 2014)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 20 Jun 2013)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (29 Oct 2002 to 31 Aug 2007)
    • CF22 Investment Adviser (Trainee) (29 Oct 2002 to 29 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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