Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Promethean Financial Consultants Limited
FRN 919115
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 11 Aug 2020)
- Responsible for Insurance Distribution (since 10 Aug 2020)
- SMF16 Compliance Oversight (since 10 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Aug 2020)
- SMF3 Executive Director (since 10 Aug 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Aug 2020)
- CF1 Director (AR) (3 May 2017 to 7 Aug 2020)
- CF30 Customer (3 May 2017 to 7 Aug 2020)
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- Employed By (3 May 2017 to 7 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.