Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2020)
    • Responsible for Insurance Distribution (since 10 Aug 2020)
    • SMF16 Compliance Oversight (since 10 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Aug 2020)
    • SMF3 Executive Director (since 10 Aug 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Aug 2020)
    • CF1 Director (AR) (3 May 2017 to 7 Aug 2020)
    • CF30 Customer (3 May 2017 to 7 Aug 2020)
  • Promethean Financial Consultants Ltd (no longer approved here)

    FRN 777740

    • Employed By (3 May 2017 to 7 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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