James Colin John Stein

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frank Investments Limited

    FRN 627697

    • CF1 Director (AR) (since 29 Nov 2017)
    • CF30 Customer (since 29 Nov 2017)
  • Fonte Capital Limited

    FRN 793560

    • (1)Employed By (since 29 Nov 2017)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 May 2005 to 13 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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