James Clement Wheeler-Mallinson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 24 Feb 2020)
    • CF1 Director (AR) (since 24 Feb 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (30 Sep 2019 to 27 Dec 2019)
    • CF1 Director (AR) (30 Sep 2019 to 27 Dec 2019)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (32)Employed By (6 Apr 2016 to 31 Mar 2018)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (5 Oct 2011 to 31 Mar 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (7 Apr 2008 to 30 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (32)Employed By at Place Campbell TrinityBridge Limited