James Clark

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ExodusPoint Capital Management UK, LLP (no longer approved here)

    FRN 828549

    • [FCA CF] Client dealing (27 Jul 2023 to 25 Aug 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (29 Sep 2022 to 18 Jul 2023)
    • [FCA CF] Material risk taker (23 Aug 2021 to 19 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jul 2023)
    • CF30 Customer (6 Jan 2016 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (29 Sep 2022 to 18 Jul 2023)
    • [FCA CF] Material risk taker (23 Aug 2021 to 19 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jul 2023)
    • CF30 Customer (6 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.