James Christopher Grafton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (25 Aug 2020 to 23 Feb 2026)
    • [FCA CF] Manager of certification employee (19 Oct 2018 to 11 Jan 2022)
    • [FCA CF] Client dealing (4 Oct 2018 to 23 Feb 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (25 Aug 2020 to 23 Feb 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 4 Oct 2010)
    • CF21 Investment Adviser (24 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.