James Christopher Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Client dealing (since 28 Mar 2025)
    • [FCA CF] Manager of certification employee (since 28 Mar 2025)
  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Client dealing (since 28 Mar 2025)
    • [FCA CF] Manager of certification employee (since 28 Mar 2025)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (1 Apr 2024 to 16 Sep 2024)
    • [FCA CF] Client dealing (31 May 2022 to 16 Sep 2024)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Material risk taker (7 Mar 2022 to 12 Sep 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2022 to 16 Sep 2024)
    • [FCA CF] Client dealing (23 Apr 2019 to 16 Sep 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Feb 2016 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Feb 2007 to 23 Feb 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (20 Jan 2010 to 26 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.