James Christopher Agate

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 30 Sep 2016)
    • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Jun 2007 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (3 Dec 2004 to 24 Jan 2007)
    • CF27 Investment Management (3 Dec 2004 to 24 Jan 2007)
  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • CF27 Investment Management (25 Nov 2002 to 22 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.