James Chalmers Wylie

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Jim Wylie Mortgage & Financial Services Ltd
FRN 221259
- (1)Employed By (since 19 Jan 2009)
- (3)Employed By (18 Dec 2002 to 18 Mar 2004)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (19 Jan 2009 to 1 Jun 2012)
- CF30 Customer (15 Dec 2008 to 15 Dec 2008)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF1 Director (AR) (7 Jan 2008 to 18 Dec 2008)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (13 Oct 2006 to 18 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.