James Carey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Algorithmic trading (since 9 Mar 2026)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2024)
    • CF30 Customer (2 Aug 2011 to 6 Mar 2016)
  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Algorithmic trading (since 14 Mar 2022)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2024)
    • CF30 Customer (2 Aug 2011 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 8 Jan 2009)
    • CF21 Investment Adviser (8 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.