Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Watermark Wealth Management Limited
FRN 828533
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 14 Oct 2025)
- [FCA CF] Client dealing (since 4 Jan 2021)
- [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
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- CF30 Customer (11 Dec 2015 to 8 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.