James Campbell Morrow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hines Europe Real Estate Investments Limited
FRN 530745
- [FCA CF] Client dealing (since 9 Jul 2020)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- [FCA CF] Client dealing (20 Jan 2020 to 3 Jul 2020)
- [FCA CF] Manager of certification employee (20 Jan 2020 to 22 Jun 2020)
- CF30 Customer (10 Aug 2017 to 8 Dec 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (11 Oct 2013 to 6 Mar 2016)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (6 Dec 2010 to 6 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.