Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Axis Capital Markets Limited
FRN 589327
- [FCA CF] Client dealing (since 30 Mar 2021)
- [FCA CF] Manager of certification employee (since 30 Mar 2021)
- [FCA CF] Material risk taker (since 30 Mar 2021)
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- CF30 Customer (9 May 2014 to 6 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.