James C Cooper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (16 Nov 2021 to 11 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 7 Aug 2020)
    • [FCA CF] Client dealing (1 Jul 2018 to 9 Sep 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 7 Aug 2020)
    • [FCA CF] Client dealing (15 Nov 2016 to 28 Mar 2024)
    • [FCA CF] Manager of certification employee (15 Nov 2016 to 8 Sep 2020)
    • CF30 Customer (1 Aug 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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