James Burton Riley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apogee Wealth Management Limited

    FRN 503713

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2011 to 8 Dec 2019)
  • Farrmore Limited (no longer approved here)

    FRN 495275

    • (4)Employed By (1 Jul 2010 to 21 Oct 2011)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (29 Oct 2009 to 21 Oct 2011)
  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • CF30 Customer (1 Nov 2007 to 24 Jul 2009)
    • CF22 Investment Adviser (Trainee) (8 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.