Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CarVal Investors GB LLP
FRN 601086
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (30 Aug 2013 to 8 Dec 2019)
- CF4 Partner (30 Aug 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 12 Aug 2008)
- CF21 Investment Adviser (11 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.