James Buchanan Gurney

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 12 Aug 2025)
  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • [FCA CF] Client dealing (22 Apr 2022 to 4 Jun 2025)
    • [FCA CF] Functions requiring qualifications (22 Apr 2022 to 4 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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