Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Oct 2020 to 31 Dec 2020)
- [FCA CF] Manager of certification employee (5 Oct 2020 to 31 Dec 2020)
- [FCA CF] Material risk taker (5 Oct 2020 to 31 Dec 2020)
- CF30 Customer (15 Jul 2013 to 8 Dec 2019)
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- CF1 Director (1 Dec 2001 to 13 Dec 2001)
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.