Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Edison Wealth Management Limited
FRN 467771
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF28 Systems and controls (7 Jul 2009 to 8 Dec 2019)
- CF30 Customer (7 Jul 2009 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Aug 2007 to 31 Mar 2009)
- CF10 Compliance Oversight (1 Aug 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Aug 2007 to 30 Sep 2018)
- CF1 Director (1 Aug 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.