James Brady

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP

    FRN 500498

    • [FCA CF] Client dealing (since 1 Apr 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (16 Aug 2023 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 11 Sep 2009)
    • CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Jul 2023)
    • CF30 Customer (24 Dec 2009 to 8 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.