Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BROWN SHIPLEY & CO. LIMITED
FRN 124548
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
- [FCA CF] Manager of certification employee (since 6 Apr 2022)
- [FCA CF] Functions requiring qualifications (6 Nov 2023 to 1 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.