Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Oct 2025)
- CF2 Non Executive Director (18 Sep 2019 to 8 Dec 2019)
- CF3 Chief Executive (31 Mar 2016 to 18 Sep 2019)
- CF1 Director (31 Mar 2016 to 18 Sep 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Oct 2025)
- CF2 Non Executive Director (18 Sep 2019 to 8 Dec 2019)
- CF3 Chief Executive (31 Mar 2016 to 18 Sep 2019)
- CF1 Director (31 Mar 2016 to 18 Sep 2019)
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- CF16 Significant Mgt (Desgntd Investment Business) (10 Mar 2006 to 26 May 2006)
- Responsible for Insurance Mediation (8 Mar 2005 to 26 May 2006)
- CF27 Investment Management (1 Dec 2001 to 1 Dec 2001)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 26 May 2006)
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- CF2 Non Executive Director (1 Dec 2001 to 16 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.