James Benjamin Cook

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Cook

    FRN 931760

    • (1)Employed By (since 12 Aug 2020)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Oct 2005 to 24 Apr 2006)
  • Andrew Gregory (no longer approved here)

    FRN 414509

    • (4)Employed By (19 Oct 2005 to 27 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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