James Benedict Codrington

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peregrine & Black Investment Management Limited

    FRN 757727

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2026)
    • [FCA CF] Client dealing (since 16 Jan 2026)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Manager of certification employee (28 Sep 2023 to 21 Feb 2025)
    • [FCA CF] Client dealing (1 Mar 2023 to 21 Feb 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 21 Feb 2025)
    • CF30 Customer (28 Sep 2011 to 6 Mar 2016)
  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2025)
    • CF30 Customer (12 Apr 2012 to 8 Dec 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (1 Nov 2007 to 21 Sep 2011)
    • CF27 Investment Management (3 Apr 2007 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 21 Sep 2011)
    • CF27 Investment Management (2 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.