Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Aug 2020)
  • JAMES & ASSOCIATES FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 408280

    • CF1 Director (29 Mar 2017 to 16 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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