Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Daiwa Capital Markets Europe Limited
FRN 124490
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF10a CASS Oversight function (28 Jan 2013 to 8 Dec 2019)
- CF29 Significant management (20 Apr 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.