Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Feb 2009 to 5 Jul 2013)
    • CF10 Compliance Oversight (20 Feb 2009 to 5 Jul 2013)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (2 Oct 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.