James Barker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 1 Nov 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (16 May 2011 to 1 Aug 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (17 Nov 2009 to 27 Jan 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (10 Apr 2008 to 6 Aug 2009)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 22 Mar 2008)
    • CF21 Investment Adviser (5 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.