James Arthur Lawrence

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Nov 2023)
    • CF1 Director (AR) (23 Oct 2015 to 2 Nov 2023)
    • CF30 Customer (23 Oct 2015 to 2 Nov 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Jun 2015 to 17 Jul 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF22 Investment Adviser (Trainee) (26 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.