James Anthony Wood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gerrard Stuart Financial Services Limited

    FRN 182023

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 23 Apr 2008)
  • Robert Howell Limited

    FRN 206187

    • (4)Employed By (since 1 Jan 2013)
  • Marshall James Limited

    FRN 474164

    • (2)Employed By (since 23 Apr 2008)

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