James Anthony Thomas

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Dec 2013 to 29 Mar 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2004)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Jun 2009 to 20 Jun 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 20 Jun 2013)
    • CF21 Investment Adviser (24 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.