James Anthony Powell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 1 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (since 24 Mar 2025)
  • Veritas Private Wealth Limited

    FRN 1039428

    • (1)Employed By (since 1 Aug 2025)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (4 Feb 2021 to 31 Dec 2021)
    • CF30 Customer (3 Apr 2013 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 3 Oct 2011)
    • CF21 Investment Adviser (28 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2005 to 23 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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