James Anthony Piper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TPG Europe, LLP
FRN 407891
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jan 2026)
- [FCA CF] Client dealing (since 4 Mar 2025)
- SMF27 Partner (since 28 Jan 2020)
Ares Management Limited (no longer approved here)
FRN 455547
- CF30 Customer (1 Jul 2013 to 29 Jan 2019)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF22 Investment Adviser (Trainee) (20 Sep 2005 to 28 Feb 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.