James Anthony Newton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yorkshire Wealth Management Ltd

    FRN 767418

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (19 Nov 2018 to 8 Dec 2019)
    • CF1 Director (AR) (14 Jun 2017 to 21 Feb 2023)
    • CF30 Customer (14 Jun 2017 to 21 Feb 2023)
  • Yorkshire Wealth Ltd (no longer approved here)

    FRN 757978

    • Employed By (5 Oct 2016 to 21 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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