James Anthony Lovatt

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Apr 2024)
    • SMF16 Compliance Oversight (since 26 Apr 2024)
  • Epoch Investment Partners UK, Ltd (no longer approved here)

    FRN 715988

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Nov 2023)
    • CF11 Money Laundering Reporting (12 Jan 2018 to 8 Dec 2019)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • SMF16 Compliance Oversight (3 Oct 2019 to 1 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Dec 2017 to 12 Mar 2024)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • SMF16 Compliance Oversight (3 Oct 2019 to 1 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Dec 2017 to 12 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.