Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Apr 2018)
    • CF30 Customer (since 26 Nov 2010)
    • (3)Employed By (since 12 May 2014)
  • David John Cole (no longer approved here)

    FRN 578077

    • Employed By (11 Apr 2012 to 12 May 2014)
  • Burfields House Ltd (no longer approved here)

    FRN 416255

    • Employed By (26 Nov 2010 to 12 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.