Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Hambro & Partners LLP
FRN 513246
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 1 Dec 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 9 Mar 2026)
- CF4 Partner (27 Jul 2017 to 8 Dec 2019)
- CF30 Customer (12 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (6 Jun 2013 to 11 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.