Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 24 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
    • (2)Employed By (since 24 Nov 2023)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 2 Nov 2022)
    • CF1 Director (AR) (3 Apr 2018 to 2 Nov 2022)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF1 Director (AR) (14 Aug 2020 to 26 May 2021)
    • CF30 Customer (14 Aug 2020 to 26 May 2021)
  • City Wealth Ltd (no longer approved here)

    FRN 930829

    • Employed By (14 Aug 2020 to 26 May 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (18 Jul 2011 to 11 Nov 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 21 Jun 2011)
    • CF22 Investment Adviser (Trainee) (5 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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