James Anthony Bristow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Franklin Templeton Investment Management Limited

    FRN 121779

    • [FCA CF] Manager of certification employee (since 13 Oct 2025)
    • [FCA CF] Client dealing (since 14 Feb 2025)
    • [FCA CF] Manager of certification employee (14 Feb 2025 to 30 Sep 2025)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Significant management (22 Apr 2021 to 3 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Significant management (22 Apr 2021 to 3 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 Feb 2007 to 31 Oct 2007)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Significant management (22 Apr 2021 to 3 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2023)
    • CF30 Customer (9 Apr 2009 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2023)
    • CF30 Customer (21 Feb 2011 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF27 Investment Management (2 Apr 2002 to 4 Aug 2006)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF27 Investment Management (1 Dec 2001 to 4 Aug 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF27 Investment Management (1 Dec 2001 to 4 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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