James Andrew Temperley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Apr 2025)
    • CF30 Customer (10 Oct 2019 to 16 Apr 2025)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (23 Oct 2018 to 11 Jul 2019)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF30 Customer (12 Jan 2015 to 17 Oct 2018)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (4 Nov 2013 to 9 Jan 2015)
  • CONSULT LWC LIMITED (no longer approved here)

    FRN 465484

    • CF30 Customer (26 Apr 2013 to 10 Nov 2013)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 28 Feb 2013)
    • CF22 Investment Adviser (Trainee) (30 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.