James Andrew Gorman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • COVENTRY CAPITAL LIMITED (no longer approved here)

    FRN 498338

    • CF30 Customer (22 Apr 2010 to 29 Jul 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Jun 2008 to 25 Jun 2008)
    • CF21 Investment Adviser (14 Sep 2005 to 29 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.