James Andrew Foster

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HT Money Ltd

    FRN 990335

    • (4)Employed By (since 27 Jan 2023)
  • LWM10 LTD

    FRN 458204

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Aug 2018)
  • Lakeside FS Ltd.

    FRN 788800

    • (3)Employed By (since 22 Dec 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Nov 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.