James Andrew Bason

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 Sep 2020)
    • CF1 Director (AR) (since 4 Sep 2020)
    • CF30 Customer (since 4 Sep 2020)
  • James Bason Wealth Management Limited

    FRN 931797

    • (3)Employed By (since 4 Sep 2020)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (10 Nov 2006 to 12 Jan 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2004 to 10 Nov 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (20 Nov 2003 to 18 Jun 2004)
    • CF22 Investment Adviser (Trainee) (15 Feb 2002 to 20 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.