James Andrew Barten

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (1 Nov 2007 to 1 Dec 2015)
    • CF21 Investment Adviser (16 Dec 2003 to 31 Oct 2007)
    • CF26 Customer Trading (25 Jun 2002 to 16 Dec 2003)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.