Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 May 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 18 May 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 May 2020)
- CF2 Non Executive Director (14 Nov 2018 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.