James Alexander Turnbull

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 1 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2019 to 30 Apr 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Jul 2025)
    • CF30 Customer (13 Jun 2008 to 6 Mar 2016)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (1 Nov 2007 to 23 Apr 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.