James Alexander Taylor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 8 May 2024)
    • [FCA CF] Manager of certification employee (since 8 May 2024)
  • Numis Securities Limited

    FRN 144822

    • SMF18 Other Overall Responsibility (since 5 Nov 2024)
    • SMF3 Executive Director (19 Dec 2019 to 5 Nov 2024)
    • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Mar 2010 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 15 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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