James Alexander Richard Nelson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Manager of certification employee (since 11 Apr 2021)
    • [FCA CF] Material risk taker (since 18 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (8 Jul 2018 to 11 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (8 Jul 2018 to 11 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 May 2016)
    • CF30 Customer (7 Jan 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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