James Alexander Perry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited

    FRN 403721

    • [FCA CF] Material risk taker (since 25 Apr 2025)
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 21 Mar 2023)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (19 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.