James Alexander Paul

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIAL CONNECTIONS WEALTH MANAGEMENT LIMITED

    FRN 844316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 May 2020)
    • [FCA CF] Client dealing (since 4 May 2020)
  • Personal Touch Financial Services Limited

    FRN 187834

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (8 May 2013 to 18 May 2020)
  • Oxford Mortgage Company Limited (no longer approved here)

    FRN 193387

    • (1)Employed By (8 May 2013 to 18 May 2020)
  • Bright Thinking Financial Services Ltd (no longer approved here)

    FRN 458134

    • Employed By (21 Feb 2008 to 15 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at Oxford Mortgage Company Limited